Trusted partners and valuable financial info sources.
FINRA provides tools, templates, and other resources for firms with 150 or fewer registered representatives. FINRA has also established the Small Firm Advisory Committee (SFAC) to advise FINRA leadership and the Board of Governors.
The Securities Investor Protection Corporation (SIPC) protects customers if their brokerage firm fails. Brokerage firm failures are rare. But if it happens, SIPC protects the securities and cash in your brokerage account up to $500,000. LPL Financial is a member of the SIPC.