Plan 4, Inc. is supported by LPL Financial, one of the nation's leading financial services companies.  The firm's mission is rooted in the belief that objective financial guidance is a fundamental need for everyone. We rely on the firm's extensive industry networks and resources to help provide relevant financial guidance to help meet your needs. 


Trusted partners and valuable financial info sources.

FINRA provides tools, templates, and other resources for firms with 150 or fewer registered representatives. FINRA has also established the Small Firm Advisory Committee (SFAC) to advise FINRA leadership and the Board of Governors.

BrokerCheck is a free tool to research the background and experience of financial brokers, advisers and firms.

The Securities Investor Protection Corporation (SIPC) protects customers if their brokerage firm fails. Brokerage firm failures are rare. But if it happens, SIPC protects the securities and cash in your brokerage account up to $500,000. LPL Financial is a member of the SIPC.

Securities and advisory services offered through LPL Financial, a Registered Investment Advisor, Member FINRA/SIPC. The LPL Financial Registered Representatives associated with this site may only discuss and/or transact securities business with residents of the following states: AZ, CA, CO, CT, FL, HI, MA, MD, ME, MO, NC, NH, NJ, NY, PA, SC, VA, VT.

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